Exempt Foreign Firm
Definition
A foreign firm that does business with US customers only on foreign exchanges and is exempt from registration under CFTC regulations based upon compliance with its home country’s regulatory framework (also known as a “Rule 30.10 firm”). See CFTC Backgrounder: Regulatory and Self-Regulatory Authorities That Have Received Exemptions Under CFTC Rule 30.10.
Related Terms Other terms related to 'Exempt Foreign Firm' starting with the letter 'E' Exercise Price Strike Price, Eligible Commercial Entity, Ease Off, Electronic Trading Facility, Even Lot Browse by Letter » A B C D E F G H I J K L M N O P Q R S T U V W Y Z
| 